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First Trust Specialty Finance and Financial Opportunities Fund
First Trust Specialty Finance and Financial Opportunities Fund
The First Trust Specialty Finance and Financial Opportunities Fund is a closed-ended equity mutual fund that invests in the public equity markets of the United States, focusing on specialty finance and other financial sectors. Managed by First Trust Advisors L.P. and co-managed by Confluence Investment Management LLC, it aims to invest in value stocks, Business Development Companies, REITs, and mortgage-related securities.
Symbol: FGB
Recent Price: $4.26
Industry: Asset Management
CEO: James M. Dykas
Sector: Financial Services
Employees: N/A
Address: 120 East Liberty Drive, Wheaton, IL 60187
Phone: 630-765-8000
Last updated: 2024-12-31
Valuence Merger Corp. I
N/A
Valuence Merger Corp. I focuses on effecting a merger, share exchange, asset acquisition, share purchase, reorganization, or similar business combination with one or more businesses or entities. It intends to identify, acquire, and operate a business in Asia with a focus on opportunities aligned with breakthrough technology in life sciences and sustainability technology themes. The company was incorporated in 2021 and is based in Orinda, California.
No tags available.
Symbol: VMCA
Recent Price: $11.52
Industry: Shell Companies
CEO: Mr. Sung Yoon Woo
Sector: Financial Services
Employees: 4
Address: 4 Orinda Way, Orinda, CA 94563
Phone: 415 340 0222
Last updated: 2024-12-31
TriplePoint Venture Growth BDC Corp.
N/A
TriplePoint Venture Growth BDC Corp. is a business development company specializing investments in venture capital-backed companies at the growth stage investments. It also provides debt financing to venture growth space companies which includes growth capital loans, secured and customized loans, equipment financings, revolving loans and direct equity investments. The fund seeks to invest in e-commerce, entertainment, technology and life sciences sector. Within technology the areas of focus include: Security, wireless communication equipments, network system and software, business applications software, conferencing equipments/services .big data, cloud computing, data storage, electronics, energy efficiency, hardware, information services, internet and media, networking, semiconductors, software, software as a service, and other technology related subsectors and within life sciences the areas of focus include: biotechnology, bio fuels/bio mass, diagnostic testing and bioinformatics, drug delivery, drug discovery, healthcare information systems, healthcare services, medical, surgical and therapeutic devices, pharmaceuticals and other life science related subsectors. Within growth capital loans it invests between $5 million and $50 million, for equipment financings it invests between $5 million and $25 million, for revolving loans it invests between $1 million and $25 million, and for direct equity investments it may invest between $0.1 million and $5 million (generally not exceeding 5% of the company's total equity). The debt financing products are typically structured as lines of credit and it invests through warrants and secured loans. It targeted returns between 10% and 18%. It does not take board seat in the company.
No tags available.
Symbol: TPVG
Recent Price: $7.23
Industry: Asset Management
CEO: Mr. James Peter Labe
Sector: Financial Services
Employees: N/A
Address: 2755 Sand Hill Road, Menlo Park, CA 94025
Phone: 650-854-2090
Last updated: 2024-12-31
First Western Financial, Inc.
N/A
First Western Financial, Inc., a financial holding company, provides wealth management, private banking, personal trust, investment management, mortgage lending, and institutional asset management services. The company operates through two segments: Wealth Management and Mortgage. The Wealth Management segment provides deposit, loan, insurance, and trust and investment management advisory products and services. The Mortgage segment engages in soliciting, originating, and selling mortgage loans into the secondary market. It serves entrepreneurs, professionals, high-net worth individuals or families, and philanthropic and business organizations. The company operates 18 profit centers, including 14 boutique private trust bank offices with 2 locations in Arizona, 9 locations in Colorado, and 3 location in Wyoming; 2 loan production offices with 1 location in Ft. Collins, Colorado, and 1 location in Greenwood Village, Colorado; and 2 trust offices with 1 location in Laramie, Wyoming, and 1 location in Century City, California. First Western Financial, Inc. was incorporated in 2002 and is headquartered in Denver, Colorado.
No tags available.
Symbol: MYFW
Recent Price: $19.11
Industry: Banks - Regional
CEO: Mr. Scott C. Wylie
Sector: Financial Services
Employees: 310
Address: 1900 16th Street, Denver, CO 80202
Phone: 303 531 8100
Last updated: 2024-12-31
Netcapital Inc.
N/A
Netcapital Inc. operates as a fintech company. It offers Netcapital.com, an SEC-registered funding portal that enables private companies to raise capital online, as well as allows investors to invest from anywhere in the world. It also provides various services, including a fully automated onboarding process; automated filing of required regulatory documents; compliance review; custom-built offering page on its portal website; third party transfer agent and custodial services; email marketing to its proprietary list of investors; rolling closes, which provide potential access to liquidity before final close date of offering; assistance with annual filings; and ongoing support services. In addition, the company offers advisory services, such as incubation of technology start-ups; investor introduction; digital marketing; website design, software, and software development; message crafting, including pitch decks, offering pages, and ad creation; strategic advice; and technology consulting services. Further, it provides business valuations; fairness and solvency opinions; ESOP feasibility and valuation; non-cash charitable contributions; economic analysis of damages; intellectual property appraisals; and compensation studies. Netcapital Inc. was incorporated in 1984 and is based in Boston, Massachusetts. Netcapital Inc. is a subsidiary of NetCapital Systems LLC.
No tags available.
Symbol: NCPL
Recent Price: $2.12
Industry: Financial - Capital Markets
CEO: Mr. Martin Kay
Sector: Financial Services
Employees: 21
Address: State Street Financial Center, Boston, MA 02111
Phone: 781 925 1700
Last updated: 2024-12-31
New Mountain Finance Corporation
N/A
New Mountain Finance Corporation (Nasdaq: NMFC), a business development company is a private equity / buyouts and loan fund specializes in directly investing and lending to middle market companies in defensive growth industries. The fund prefers investing in buyout and middle market companies. It also makes investments in debt securities at all levels of the capital structure including first and second lien debt, unsecured notes and mezzanine securities. In some cases, its investments may also include equity interests. It targets energy, specialty chemicals and materials, trading companies and distributors, commercial printing, diversified support services, education services, environmental and facilities services, office services and supplies, media, distributors, health care services, health care facilities, application software, business services, systems software, federal services, distribution and logistics, interactive home entertainment, telecommunication services, hydroelectric power generation, electric power generation by fossil fuels, electric power generation by nuclear fuels, health care technology, and security and alarm services. The fund seeks to invest in United States of America. It seeks to invest between $10 million and $50 million per transaction. The firm invests through both primary originations and open-market secondary purchases. It invests in companies with EBITDA between $10 million and $200 million and target investments up to a $125 million hold size. The fund seeks a majority stake in its portfolio companies.
No tags available.
Symbol: NMFC
Recent Price: $11.34
Industry: Asset Management
CEO: Mr. John R. Kline
Sector: Financial Services
Employees: 0
Address: 787 Seventh Avenue, New York, NY 10019
Phone: 212-720-0300
Leadership
- John Kline, President and Chief Executive Officer
- Robert Hamwee, Vice Chairman and Director
- Laura Holson, Chief Operating Officer
- Joshua Porter, Managing Director & Head of Credit Special Situations
- James Stone III, Managing Director
- Ivo Turkedjiev, Managing Director
- Joy Xu, Managing Director
- Peter Calabro, Managing Director
- Catherine Dunn, Director & Head of Capital Markets
- Cyrus Moshiri, Director
- William Murphy, Director
- Tushar Bindal, Vice President
- Jag Buddhavarapu, Vice President
- Stephen Tully, Vice President
- John Maris, Vice President, Assistant Trader
- Kevin Schneider, Vice President
- Stephanie Slaven, Vice President
- Kris Corbett, Chief Financial Officer
- Joseph Hartswell, Chief Compliance Officer & Corporate Secretary
- Diana Thomas, Director, Controller
- James Lavallee, Director, Operations
- Linda Chiu, Director, Tax
- Steven Klinsky, NMC Founder and CEO & Chairman of NMFC
- Adam Weinstein, NMFC Executive Vice President
- Robert Mulcare, Managing Director (Rotating PE Transaction Leader)
- Meredith McAneny, Deputy Chief Compliance Officer
- Vera Ramirez, Compliance Analyst
- Eric Kane, Credit Legal Counsel
- Lindsey Wittmann, Credit Assistant Controller
- Meghana Boojala, Credit Analyst
- Lindsey Del Prete, Credit Analyst
- Connor Ellrodt, Credit Analyst
- Julie Hohenstein, Credit Analyst
- Laney Rutland, Credit Analyst
- James Todd, Credit Analyst
- Sean Walsh, Credit Analyst
- Michael Doyle, Accounting Manager
- Kaitlin Johnsen, Accounting Manager
- Evelyn Wang, Accounting Manager
- Samantha Arcilesi, Accounting Analyst
- Lindsay Korman, Accounting Analyst
- Joshua Weinstein, Accounting Analyst
- Matthew Uhl, Accounting Manager
Last updated: 2024-12-31
Hamilton Lane Incorporated
N/A
Hamilton Lane Incorporated is an investment firm specializing in direct and fund of fund investments. It provides following services: separate accounts (customized to each individual client and structured as single client vehicles); specialized strategies (fund-of-funds, secondaries, co-investments, taft-hartley, distribution management); advisory relationships (including due diligence, strategic portfolio planning, monitoring and reporting services); and reporting and analytics solutions. For direct investments, the firm invests in early, mid and late venture, mature companies, growth equity, emerging growth, distressed debt, later stage, turnarounds, bridge financing, mezzanine financing, and buyouts in middle market companies. For fund of fund investments, it invests in mezzanine, venture capital, private equity, turnaround, secondary investments, real estate, and special situation funds. The firm invests in real estate investments. It also invest in technology, healthcare, education, natural resources, energy and essential consumer goods sectors, cleantech, and environment, community development, and financial empowerment. It invests in private equity markets in North America, Latin America, United States, Western Europe, Middle East, Africa, United Kingdom, Asia, Japan, and Australia. The firm prefer to invest $1 million to $100 million in companies. It prefers to have majority stake in companies. Hamilton Lane Incorporated was founded in 1991 and is based in Conshohocken, Pennsylvania with additional offices across Europe, North America, and Asia.
No tags available.
About | Leadership | Locations | About | Sustainability | Contact | Careers | Careers | About | About | About | About
Symbol: HLNE
Recent Price: $148.69
Industry: Asset Management
CEO: Mr. Erik R. Hirsch
Sector: Financial Services
Employees: 700
Address: 110 Washington Street, Conshohocken, PA 19428
Phone: 610-934-2222
Leadership
- Jeffrey Armbrister, Chief Financial Officer
- Elizabeth Bell, Co-Head of Real Estate
- Kenneth Binick, Co-Head of Direct Equity Investments
- Tara Blackburn, Managing Director, Client Solutions
- Carolin Blank, Co-Head of Fund Investment & Managed Solutions
- Stephen Brennan, Head of Private Wealth Solutions
- Keith Brittain, CFA, Managing Director, Secondary Investments
- Brent Burnett, Head of Infrastructure and Real Assets
- Scott Davies, Co-Head of Real Estate
- Juan Delgado-Moreira, PhD, CFA, Co-Chief Executive Officer
- Mario Giannini, Executive Co-Chairman
- Brian Gildea, Head of Evergreen Portfolios
- David Helgerson, Head of Impact Investments
- Erik Hirsch, Co-Chief Executive Officer
- Richard Hope, Co-Head of Investments
- Bryan Jenkins, Head of Portfolio Strategy & Research
- Christian Kallen, Co-Head of Fund Investment & Managed Solutions
- Jérôme Kamm, Vice President, Direct Equity Investments
- Tom Kerr, Co-Head of Investments, Head of Secondary Investments
- Andrea Kramer, Chief Operating Officer, Chief Risk Officer
- Nina Kraus, Director of Sustainability
- Peter Larsen, Managing Director, Real Assets Investments
- Ilene Levinson, Managing Director, Fund Investment & Managed Solutions
- Miguel Luiña, Head of Venture and Growth Equity
- Trevor Messerly, Managing Director, Direct Credit Investments
- Megan Milne, Managing Director, Direct Equity Investments
- Katie Moore, Managing Director, Fund Investment & Managed Solutions
- Emily Nomeir, Managing Director, Direct Credit Investments
- John Oh, Head of Shareholder Relations
- Matthew Pellini, Managing Director, Secondary Investments
- Nayef Perry, Head of Direct Credit
- Jackie Rantanen, Head of Investor Solutions
- Hartley Rogers, Executive Co-Chairman
- Jay Rosenberger, Managing Director, Direct Equity Investments
- Andrew Schardt, Vice Chairman, Head of Investment Strategy, Co-Head of Direct Equity
- Dennis Scharf, Managing Director, Secondary Investments
- John Stake, Head of Portfolio Management Group
- Collwyn Tan, Co-Head of Asia Investments
- Dominik von Scheven, Managing Director, Real Assets Investments
- Mingchen Xia, Co-Head of Asia Investments
- Paul Yett, Managing Director
- Antony Anastasiadis, Managing Director, Secondary Investments
- Hamza Azeem, CFA, Managing Director, Evergreen Portfolio Management
- William Bannard, Principal, Evergreen Portfolio Management
- Sean Barber, Principal, Fund Investment & Managed Solutions
- Alex Behm, CFA, Principal, Secondary Investments
- Charles Bilello, Vice President, Secondary Investments
- Andrew Bonnarens, CFA, Vice President, Real Assets Investments
- Ewan Boosey, Vice President, Fund Investment and Managed Solutions
- Raj Chall, Managing Director, Secondary Investments
- Nelda Chang, Principal, Direct Equity Investments
- Nestor Vidal Colindres, Vice President, Direct Equity Investments
- Ryan Cooney, Managing Director, Secondary Investments
- Jackie Dash, Vice President, Real Estate Investments
- Travis Henning, Managing Director, Direct Credit Investments
- Jenith Jacob, Vice President, Fund Investment & Managed Solutions
- Sabeen Jameeli, Vice President, Real Estate Investments
- Leigh Hazelton, CFA, CAIA, Principal, Real Assets Investments
- Marc Lauter, Vice President, Fund Investment and Managed Solutions
- Sally Liu, Vice President, Fund Investment & Managed Solutions
- William Lo, CFA, Principal, Secondary Investments
- Jonathan Luptak, Vice President, Portfolio Management Group
- Dominic Mammarella, Principal, Direct Equity Investments
- Reed Marko, Principal, Direct Credit Investments
- Taylor McManus, Principal, Real Assets Investments
- Fabio Monteine, Vice President, Direct Credit Investments
- Cameron Mountain, Vice President, Real Assets Investments
- Mitesh Pabari, Principal, Fund Investment & Managed Solutions
- Lars Pace, Principal, Real Assets Investments
- Anita Rana, Vice President, Portfolio Management Group
- Robert Reed, Principal, Fund Investment & Managed Solutions
- Andrew Rich, Principal, Fund Investment & Managed Solutions
- TC Rolfstad, Principal, Real Assets Investments
- Blaine Rollins, CFA, Managing Director
- Julie Shenkman, Head of Portfolio Implementation & Oversight
- Matthew Silverio, Managing Director, Fund Investment & Managed Solutions
- Ryan Smith, Managing Director, Secondary Investments
- Eric Solfisburg, CFA, CAIA, CLU, ChFC, Principal, Insurance Strategist
- Jeff Sowden, Vice President, Fund Investment & Managed Solutions
- Jim Strang, Advisor
- Jeff Straus, Vice President, Secondary Investments
- Danwen Sun, Vice President, Direct Equity Investments
- Sophie Suon, CAIA, Vice President, Fund Investment & Managed Solutions
- Peter Udbye, Principal, Real Assets Investments
- Jan Verstraete, Principal, Secondaries
- Vivienne Watganai, Principal, Fund Investment & Managed Solutions
- Chris Weidner, Vice President, Direct Credit Investments
- Michael Wise, Vice President, Secondary Investments
- Jenny Zhang, Vice President, Direct Equity Investments
- Wanli Zhang, Vice President, Real Estate Investments
- Tyler Kamps, Head of Investor Services
- Samantha Leandri, Head of Digital Business Transformation
- Santiago Rivera, Director of Valuation
- Gina Ro, CPA, Head of Evergreen Operations
- Ralph Aerni, Head of Client Solutions, EMEA
- Salvador Almeida, Head of LatAm
- SungJi Steve An, Head of Client Solutions APAC
- Michael Augustine, Co-Head of Strategic Partner Group
- Nicole Beauregard, Principal, Private Wealth Marketing
- Limor Beker, Managing Director, Client Solutions
- Jeffrey Benson, Vice President, Client Solutions
- Steve Binder, Head of Taft-Hartley Group
- Kendra Bocchinfuso, Vice President, Strategic Partner Group
- Emile Bouchard, CFA, CAIA, Vice President, Private Wealth Solutions
- John Brecker, CAIA, Managing Director, Client Solutions– Insurance & Midwest
- Kristan Carmona, Vice President, Private Wealth Solutions
- Nelson Chan, CFA, CAIA, Vice President, Client Solutions
- Shannon Chow, CFP, Head of Greater China Client Solutions
- Andrea Coleman, CAIA, Principal, Private Wealth Solutions
- Stephanie Strid Davis, Co-Head of U.S. Private Wealth Solutions
- Anastasia Di Carlo, Head of Italy
- Ben Edwards, CFA, CAIA, Principal, Client Solutions
- Marietta Fieger, CAIA, Co-Head of Strategic Partner Group
- Courtney Ghysels, Vice President, Client Solutions
- Jack Gordon, Vice President, Private Wealth Solutions
- Freddie Gore Browne, Principal, Private Wealth Solutions
- Justin Janas, CFA, CAIA, Vice President, Private Wealth Solutions
- Mersiha Jans, Principal, Client Solutions
- Philip Joseph, Vice President, Client Solutions
- Brian Kealey, CAIA, Principal, Private Wealth Solutions
- Da Eun Kim, Vice President, Client Solutions
- Tomoko Kitao, CFA, Managing Director, Client Solutions
- Rainer Kobler, Principal, Private Wealth Solutions
- Kerrine Koh, CFA, CAIA, Head of Southeast Asia
- Eric Larsen, CAIA, CIMA, CFP, Principal, Private Wealth Solutions
- Roddy Marino, Managing Director, Private Wealth Solutions
- James Martin, Head of Global Client Solutions
- Carla Mayberry, Head of Global Corporate Events
- Hannah Menachem, Vice President, Client Solutions
- Jeff Merschel, Global Head of Consultant Relations
- Philip Mikkelsen, Managing Director, Client Solutions
- Zoe Nakash, Managing Director, Client Solutions
- Miguel “Mike” Nieves, CFA, CAIA, Principal, Client Solutions
- Sebastian Ochagavia, Head of Private Wealth Solutions, Latin America
- Henry Polin, Vice President, Client Solutions
- Brian Reilly, Principal, Taft Hartley
- Kate Reilly, Chief Operating Officer of Client Solutions
- Jose Rodriguez, Head of the Investment Services Group
- Kyle Ross, CFA, CAIA, Vice President, Insurance Client Solutions
- David Rueth, Principal, Private Wealth Solutions
- Katsushi Sakurai, Principal, Client Solutions
- Daniel Schoneveld, Principal, Client Solutions
- Noriaki Shimada, Vice President, Client Solutions
- Jungchul Shin, CFA, FRM, Principal, Client Solutions
- Kelsey Sokoloski, Vice President, Private Wealth Solutions
- Jensen Tam, CPA, Principal, Client Solutions
- Chiaki Tanioka, Principal, Client Solutions
- Pratt Templeton, Vice President, Private Wealth Solutions
- Scott Thomas, Head of Private Wealth Solutions, Australia
- Josh Vail, CAIA, Co-Head of U.S. Private Wealth Solutions
- Paul Waller, Senior Partner
- Lauren Williamson, Vice President, Client Solutions
- Mike Woollatt, Head of Americas Client Solutions and Global Consultant Relations
- Masayoshi Yazawa, Executive Advisor, Client Solutions
- Will Zhan, Vice President, Client Solutions
- Mike Ashton, CFA, Managing Director, Distribution Management
- William Cargill, Vice President, Distribution Management
- Sue Gossard, Vice President, Distribution Management
- Mark Kashima, Vice President, Distribution Management
- Stephen Minutoli, Managing Director, Distribution Management
- Rebecca Billman, Senior Associate, RM Support
- Mike Buck, Software Development Lead
- Matthew Herzog, Principal, Client Services & Operations
- Dylan Ismari, Principal, Technology Solutions
- Jill Kreps, Product Manager, IT
- Daniel McCarthy, Principal, Technology Solutions
- Griff Norville, Head of Technology Solutions
- Jack Oakes, Director of Sales, Technology Solutions
- Marco Smith, Director of Sales, Technology Solutions
- Kevin Watson, Head of Sales, Technology Solutions
- Dorothy Allison, Senior Corporate Counsel
- Amanda Brown, Principal, Tax
- Angela Caivano, Head of Treasury
- Drew Carl, CPA, Chief Accounting Officer
- Tom Davis, Director of FP&A
- Christopher DiBartolo, Corporate Counsel
- Denise Dunbar, Controller
- Rosemarie Farhat, Corporate Counsel
- Joseph Fritz, Tax Director
- Michael Gahagen, Corporate Counsel
- Lydia Gavalis, General Counsel
- Yaasmin Goudarzi, Corporate Counsel
- Kate Jager, Legal Counsel
- Alex Joseph, Transactions Counsel
- Kristin Jumper, Head of Investment Legal
- Keith Kleinman, Senior Corporate Counsel
- Kaylin Liu, Principal, Fund Accounting
- Emily Lozada, Senior Transactions Counsel
- Steven Melzer, Senior Corporate Counsel
- Kaylie Milazzo, Principal, Senior Corporate Tax Counsel
- Lauren Platko, Senior Corporate Counsel
- Michael Riyad, Corporate Counsel
- Nick Serpentine, Head of Total Rewards
- Adam Shane, Head of Client Legal
- Carolyn Shea, Corporate Counsel
- Phillip Skaliy, Corporate Counsel
- Laura Warren, Head of Tax
- Daniel Connaughton, Head of Asia Compliance
- Douglas Ford, Head of Operational Due Diligence
- Victor Jung, CCIM, Head of Digital Assets
- Lisa Powers, Deputy Chief Compliance Officer
- Robert Shin, Chief Compliance Officer
- Kristin Brandt, Chief Human Resources Officer
- Lee Evryn, Principal, Technology Chief of Staff
- Jarret Kovalcik, Head of Enterprise Data Strategy and Infrastructure
- Tory Kulick, Chief Technology Officer
- Lucy MacNichol, Head of Corporate Communications
- Kate McGann, Principal, Corporate Marketing & Communications
- Andy Shields, Director of Global Facilities
- Andrew Starr, Head of End-User Technology and Information Security
Last updated: 2024-12-31
Horizon Technology Finance Corporation
N/A
Horizon Technology Finance Corporation is a business development company specializing in lending and and investing in development-stage investments. It focuses on making secured debt and venture lending investments to venture capital backed companies in the technology, life science, healthcare information and services, and cleantech industries. It seeks to invest in companies in the United States.
No tags available.
Symbol: HRZN
Recent Price: $9.59
Industry: Asset Management
CEO: Mr. Robert D. Pomeroy Jr.
Sector: Financial Services
Employees: 0
Address: 312 Farmington Avenue, Farmington, CT 06032
Phone: 860 676 8654
Last updated: 2024-11-08
OFS Capital Corporation
N/A
OFS Capital Corporation is a business development company specializing in direct and fund investments as well as add-on acquisitions. It provides flexible capital solutions primarily through debt capital and to a lesser extent, minority equity investments serving the needs of U.S.-based middle-market companies across a broad array of industries. It does not invest in operational turnarounds or start-up businesses. For direct, it specializes in debt and structured equity investments, recapitalizations and refinancing, management and leveraged buyouts, acquisition financings, shareholder liquidity events, growth capital, independent sponsor transactions, ESOPs, and minority investments in the lower middle market companies. It invests in the aerospace and defense, business services, consumer products and services, food and beverage, health care services, specialty chemicals, transportation and logistics, value added distribution, franchising, and industrial and niche manufacturing sectors. The firm invests in companies based in United States. It seeks to invest between $5 million and $35 million, revenues between $10 million and $200 million, annual EBITDA more than $5 million, and Enterprise value between $10 million and $500 million. The firm seeks to invest in companies with debt investment values between $5 million and $25 million. The fund uses senior secured, unitranche loans, first-lien, second-lien, subordinated/ mezzanine loans, warrants, and preferred equity securities and common equity securities. It prefers to take a minority as well as majority stake in the investments made. It also co-invests with its partners for additional capital.
No tags available.
Symbol: OFS
Recent Price: $8.02
Industry: Asset Management
CEO: Mr. Bilal Rashid
Sector: Financial Services
Employees: 51
Address: 10 South Wacker Drive, Chicago, IL 60606
Phone: 847-734-2000
Last updated: 2024-11-08
Firsthand Technology Value Fund, Inc.
N/A
Firsthand Technology Value Fund, Inc. is a business development company specializes in venture capital investments in start-up, early stage, middle stage, late stage, early development stage, and PIPEs. It seeks to invest in pre-IPO companies. The fund also seeks to make investments in companies with operating histories that are unprofitable or marginally profitable, that have negative net worth, or that are involved in bankruptcy or reorganization proceedings. In addition, it also makes investments in connection with the acquisition or divestiture of companies or divisions of companies. The fund seeks to invest through direct investments in private companies, negotiations with selling shareholders, and in organized secondary marketplaces for private securities. It may also invest in micro-cap publicly traded companies and also make investments in securities of public companies. The fund seeks to invest in private technology, information technology, cleantech sector, and companies that possess patents and other defensible intellectual property rights with a focus on Internet, consumer electronics, computer hardware, computer software, social networking, computer peripherals, solar photovoltaic, energy efficiency, solid-state lighting, water purification, wind-generated electricity, fuel cells, bio-fuels, electronic components, semiconductors, telecommunications, and advanced materials. Cleantech companies include those engaged in the sale of goods and services designed to harness renewable energy and materials, eliminate emissions and waste, and reduce the use of natural resources. It invests primarily in equity securities of private companies in the United States. However the fund also invests in securities of public companies located outside of the United States. It seeks to invest between $1 million and $10 million each in its investee companies. The fund structures its equity investments as preferred stock, common stock, warrants, limited partnership interests, options, other beneficial ownership interests, convertible debt, short term debt investments, high-yield bonds, and distressed debt. It prefers to control, be represented on, or have observer rights on the board of directors of a portfolio company. The fund seeks to exit its investments through strategic acquisition by other industry participants, initial public offering of common stock, or other capital market transaction.
No tags available.
Symbol: SVVC
Recent Price: $0.06
Industry: Asset Management
CEO: Mr. Kevin Michael Landis
Sector: Financial Services
Employees: N/A
Address: 150 Almaden Boulevard, San Jose, CA 95113
Phone: 408 886 7096
Last updated: 2024-12-31
First Financial Corporation
N/A
First Financial Corporation, through its subsidiaries, provides various financial services. It offers non-interest-bearing demand, interest-bearing demand, savings, time, and other time deposits. The company also provides commercial loans primarily to expand a business or finance asset purchases; residential real estate and residential real estate construction loans; and home equity loans and lines, secured loans, and cash/CD secured and unsecured loans. In addition, it offers lease financing, trust account, depositor, and insurance services. The company operates 78 branches in west-central Indiana, east-central Illinois, western Kentucky, and middle and western Tennessee. First Financial Corporation was founded in 1834 and is headquartered in Terre Haute, Indiana.
No tags available.
Symbol: THFF
Recent Price: $46.32
Industry: Banks - Regional
CEO: Mr. Norman D. Lowery
Sector: Financial Services
Employees: 861
Address: One First Financial Plaza, Terre Haute, IN 47807
Phone: 812 238 6000
Last updated: 2024-12-31
Value Line, Inc.
N/A
Value Line, Inc., together with its subsidiaries, produces and sells investment periodicals and related publications primarily in the United States. Its investment periodicals and related publications cover a range of investments, including stocks, mutual funds, exchange traded funds (ETFs), and options. The company's research services include The Value Line Investment Survey, The Value Line Investment Survey - Small and Mid-Cap, The Value Line 600, and The Value Line Fund Advisor Plus that provide statistical and text coverage of various investment securities, with an emphasis placed on its proprietary research, analysis, and statistical ranks. It also provides niche newsletters comprising Value Line Select, Value Line Select: Dividend Income & Growth, Value Line Select: ETFs, The Value Line Special Situations Service, The Value Line Climate Change Investing Service, and The Value Line Information You Should Know Wealth Newsletter that offer information on a less comprehensive basis for securities that are of particular interest to subscribers; digital versions of its products through its Website, www.valueline.com; The Value Line Research Center online platform; and investment analysis software, such as The Value Line Investment Analyzer, which includes data sorting and filtering tools. In addition, the company offers current and historical financial databases comprising DataFile, estimates and projections, and mutual funds; and copyright products, which include unit investment trusts, variable annuities, managed accounts, and EFTs. Further, it places advertising on behalf of the company's publications; and provides subscription fulfillment and subscriber relation services. The company serves individual and professional investors, as well as institutions, including municipal and university libraries, and investment firms. Value Line, Inc. was founded in 1931 and is headquartered in New York, New York. Value Line, Inc. is a subsidiary of Arnold Bernhard & Co, Inc.
No tags available.
Symbol: VALU
Recent Price: $53.65
Industry: Financial - Data & Stock Exchanges
CEO: Mr. Howard A. Brecher
Sector: Financial Services
Employees: 122
Address: 551 Fifth Avenue, New York, NY 10176-0001
Phone: 212 907 1500
Last updated: 2024-12-31
Horizon Technology Finance Corporation
Secured Debt and Venture Lending
Horizon Technology Finance Corporation is a business development company specializing in lending and investing in development-stage investments, focusing on secured debt and venture lending to venture-backed companies in the technology, life science, healthcare, and cleantech sectors.
Symbol: HTFB
Recent Price: $24.85
Industry: Asset Management
CEO: Mr. Robert D. Pomeroy Jr.
Sector: Financial Services
Employees: N/A
Address: 312 Farmington Avenue, Farmington, CT 06032
Phone: 860 676 8654
Last updated: 2024-12-31
Royce Value Trust Inc.
N/A
Royce Value Trust Inc. is a close ended equity mutual fund launched and managed by Royce & Associates, LLC. It invests in the public equity markets of the United States. The fund spreads its investments across diversified sectors. It invests in value oriented stocks of small cap and micro cap companies. The fund benchmarks the performance of its portfolio against the Russell 2000 Index. Royce Value Trust Inc. was formed on July 1, 1986 and is domiciled in the United States.
No tags available.
About | About | History | Culture | About | About | History | Contact | About | About | About
Symbol: RVT
Recent Price: $15.82
Industry: Asset Management
CEO: Mr. Charles Morgan Royce
Sector: Financial Services
Employees: 50
Address: 745 Fifth Avenue, New York, NY 10151
Phone: 212 508 4500
Last updated: 2024-12-31
Source Capital, Inc.
N/A
Source Capital, Inc. is a close-ended balanced fund launched and managed by First Pacific Advisors, LLC. The fund invests in the public equity markets of the United States. It seeks to invest in the stocks of companies operating across diversified sectors. The fund primarily invests in value stocks of small to mid cap companies. It employs fundamental analysis with a bottom-up stock selection approach, focusing on such factors as high liquidity, relatively unleveraged balance sheets, and long-term ability to earn above-average returns on capital to create its portfolio. The fund benchmarks the performance of its portfolio against the Russell 2500 Index, the S&P 500 Index, and the Nasdaq Composite Index. Source Capital, Inc. was formed in June 1, 1968 and is domiciled in the United States.
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Symbol: SOR
Recent Price: $42.29
Industry: Asset Management
CEO: Mr. James Richard Atwood CPA
Sector: Financial Services
Employees: 0
Address: 11601 Wilshire Boulevard, Los Angeles, CA 90025
Phone: 800-982-4372
Last updated: 2024-12-31
Columbia Seligman Premium Technology Growth Fund
N/A
Columbia Seligman Premium Technology Growth Fund is a closed ended equity mutual fund launched and managed by Columbia Management Investment Advisers, LLC. It invests in public equity markets. The fund seeks to invest in stocks of companies operating in the technology sector. It primarily invests in growth stocks of companies. It employs fundamental analysis with focus on factors like companies that have best growth prospects, trade at attractive valuations and deliver solid investment returns over time to create its portfolio. The fund benchmarks the performance of its portfolio against the S&P North American Technology Sector Index. The fund was formerly known as Seligman Premium Technology Growth Fund, Inc. Columbia Seligman Premium Technology Growth Fund was formed on November 30, 2009 and is domiciled in the United States.
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Symbol: STK
Recent Price: $32.06
Industry: Asset Management
CEO: Mr. William Frederick Truscott
Sector: Financial Services
Employees: N/A
Address: 290 Congress Street, Boston, MA 02210
Phone: 800 225 2365
Leadership
- William F. "Ted" Truscott, Chief Executive Officer
- Daniel Beckman, CFA, President and Trustee, Columbia Funds
- Stewart Bennett, Global Head of Alternatives
- William Davies, Global Chief Investment Officer
- David Logan, Head of EMEA and Global Business Operations
- Leslie Walstrom, Global Head of Marketing
- Marc Zeitoun, CFA, Head of North America Product and Business Intelligence Investments
- Joshua Kutin, CFA, Head of Asset Allocation, North America
- Jay Leopold, CFA, Global Head of Investment Risk Management
- Melda Mergen, CFA, CAIA, Global Head of Equities
- Kirk Moore, CFA, Global Head of Research
- Tony Sandhu, Global Head of Investment Consultancy and Oversight
- Gene Tannuzzo, CFA, Global Head of Fixed Income Distribution
- James Bumpus, CIMA, Head of Intermediary Markets
- Thomas Jones, Head of Strategic Relations
Last updated: 2024-12-31
Tekla World Healthcare Fund
N/A
Tekla World Healthcare Fund is a closed-ended balanced mutual fund launched and managed by Tekla Capital Management LLC. The fund invests in public equity and fixed income markets across the globe. It seeks to invest in stocks of companies operating in the healthcare sector. For its fixed income portion, the fund primarily invests in corporate debt securities. Tekla World Healthcare Fund was formed on June 26, 2015 and is domiciled in the United States.
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Symbol: THW
Recent Price: $11.05
Industry: Asset Management
CEO: Mr. William R. Hite C.F.A.
Sector: Financial Services
Employees: N/A
Address: 100 Federal Street, Boston, MA 02110
Phone: 617 772 8500
Last updated: 2024-12-31
Victory Capital Holdings, Inc.
N/A
Victory Capital Holdings, Inc., together with its subsidiaries, operates as an asset management company worldwide. It offers investment advisory, fund administration, fund compliance, fund transfer agent, and fund distribution services. The company provides specialized investment strategies to institutions, intermediaries, retirement platforms, and individual investors. As of December 31, 2021, its franchises and solutions platform managed a set of 130 investment strategies for a range of institutional and retail clients, and direct investors. The company has strategic alliance with Xavier University of Louisiana. Victory Capital Holdings, Inc. was incorporated in 2013 and is headquartered in San Antonio, Texas.
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Symbol: VCTR
Recent Price: $65.67
Industry: Asset Management
CEO: Mr. David Craig Brown
Sector: Financial Services
Employees: 481
Address: 15935 La Cantera Parkway, San Antonio, TX 78256
Phone: 216 898 2400
Leadership
- David C. Brown, Chairman and Chief Executive Officer
- Michael D. Policarpo, President, Chief Financial Officer and Chief Administrative Officer
- Nina Gupta, Chief Legal Officer and Head of Human Resource Administration
- Mannik S. Dhillon, President, Investment Franchises & Solutions and Head of Product & Strategy
Last updated: 2024-12-31
First Trust Enhanced Equity Income Fund
First Trust Enhanced Equity Income Fund
First Trust Enhanced Equity Income Fund is a closed-ended equity mutual fund investing in diversified sectors within U.S. public equity markets, co-managed by Chartwell Investment Partners. It engages in writing covered call options and benchmarks against the S&P 500 Index.
Symbol: FFA
Recent Price: $20.70
Industry: Asset Management - Income
CEO: Mr. Timothy Joseph Riddle C.F.A., CFA
Sector: Financial Services
Employees: N/A
Address: 120 East Liberty Drive, Wheaton, IL 60187
Phone: 630-765-8000
Last updated: 2024-12-31
Tortoise Power and Energy Infrastructure Fund, Inc.
N/A
Tortoise Power and Energy Infrastructure Fund, Inc. is a closed-ended balanced mutual fund launched and managed by Tortoise Capital Advisors, LLC. The fund invests in the fixed income and public equity markets of the United States. It invests in securities of companies operating in the power and energy infrastructure sectors. The fund employs a fundamental analysis with a bottom up stock picking approach with focus on factors like comparison of quantitative, qualitative, and relative value factors to create its portfolio. It was formerly known as Tortoise Power and Energy Income Company. Tortoise Power and Energy Infrastructure Fund, Inc. was formed on July 5, 2007 and is domiciled in the United States.
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Symbol: TPZ
Recent Price: $20.08
Industry: Asset Management
CEO: Mr. Terry Clyde Matlack CFA, J.D.
Sector: Financial Services
Employees: N/A
Address: 6363 College Boulevard, Overland Park, KS 66211-1938
Phone: 913 981 1020
Last updated: 2024-12-31